Former Stockholders of The Phoenix Companies, Inc.

On June 20, 2016, The Phoenix Companies, Inc. ("Phoenix") was acquired by Nassau Holdings, L.P. ("Nassau"). The acquisition made Phoenix a privately held, wholly owned subsidiary of Nassau, and in 2018, The Phoenix Companies, Inc. changed its name to The Nassau Companies of New York.

Phoenix stockholders received $37.50 in cash, without interest, for each share of common stock owned immediately before the transaction was effected at the close of business on June 20, 2016. Phoenix’s common stock (Ticker Symbol: PNX) ceased trading and was delisted from the New York Stock Exchange (“NYSE”).

Computershare Inc. ("Computershare") is the paying agent with respect to the Phoenix common stock.

• Computershare sent stockholders who held stock certificates or a combination of stock certificates and book-entry shares, a letter of transmittal containing instructions on how their shares may be exchanged for payment of the merger consideration.
• Stockholders who held only book-entry shares (those shares which are held electronically or in non-paper form) received their proceeds automatically from Computershare.
• For stockholders whose shares were held in other brokerage accounts (in “street name”), proceeds for the shares were allocated to brokers by DTC (Cede & Co.). Contact your broker for more information.

For stockholders who received shares in Phoenix's 2001 demutualization, the cost basis in those shares was zero. For stockholders who purchased shares from a broker, the cost basis was the amount paid for the shares. We cannot provide tax advice. Specific tax situations should be discussed with a tax advisor.

Historical closing common stock prices for The Phoenix Companies prior to the Nassau transaction may be found here in PDF format.

No changes were made to insurance policies or annuities with Phoenix as a result of the Nassau acquisition. If you have any questions about your insurance policy or annuity contract, please refer to the Contact Us information on this web site.

Phoenix stockholders with questions regarding their shares of common stock should contact Computershare directly at: